Provider Guidelines

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Treatment Record Audits

Published: October, 2001

PBH conducts random treatment records audits to assure compliance with the required documentation standards. These maybe conducted either via onsite reviews or via mail-in audits. Treatment record keeping is reviewed for all high volume practitioners and group practices. In addition treatment record audits maybe conducted when deficiencies or concerns are identified as part of the quality improvement process.

Key Points

  • Treatment records must be kept in a secure area and they must be well organized.
  • Required disclosure forms must be present and signed by the therapist and patient.
  • Treatment records must contain a clinical assessment, treatment plan, progress notes and discharge summary that are consistent with PBH standards.
  • Notes must reflect that treatment is brief, solution-focused therapy.
  • Appropriate referrals and coordination of care must be clearly documented.
  • Treatment record audits are conducted on a regular basis for Preferred Group Practices and individual practitioners.


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Sunday, February 05, 2012